Compliance Manager
OUR CLIENT
An International alternative asset management company based in the West end ofLondon
THE ROLE
This is a permanent role working closely with the Head of Compliance and the senior manager for compliance monitoring
Key Responsibilities:
* Daily monitoring of long and short position disclosures for global jurisdictions
* Working closely with IT on automation projects for daily monitoring
* Monitoring short selling rule developments
* Alpha capture - daily review of trade ideas from brokers and system automation development
* Global training for firm
* Annual certifications; assist on PA dealing approvals process
* Access controls monitoring
ABOUT YOU
General compliance experience in a top tier investment bank or large investment management firm
Confident in dealing with portfolio managers and all areas of a firm
Strong IT skills
Strong communication skills
High accuracy and attention to detail
Excellent organisational skills
NEXT STEP
Please contact Katie McCluney at Laurence Simons at katie.mccluney@laurencesimons.com or telephone (+44) 0207 645 8527 quoting ref 535900 for further details.
ABOUT LAURENCE SIMONS
Founded in 1988, Laurence Simons is a specialist international legal recruitment consultancy. With offices across 4 continents, Laurence Simons truly is an international recruiter. We cover the whole spectrum of permanent and temporary legal positions in both the Private Practice and In-House markets from Newly Qualified through to Partner and General Counsel level roles.
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