Compliance Manager
Our client has a strong presence in London and Europe and has been providing a wide range of financial products and services globally. Due to continued business expansion in Asia, they are now looking for a Compliance Manager to join this exciting team and assist on expanding the businesses in Hong Kong and Singapore.
In this role you will report to the Global Head of Compliance base in London. You will be conducting regular compliance monitoring and carry out compliance advisory to different business units in relations to investment products, licensing, and related regulations. You will need to review, draft and update the internal compliance reviews, policies, procedures and implement strategies to improve better practice. The person will work closely with the product development team and provide compliance advisory when new product launches.
To be a successful candidate, you will have at least 4-6 years' compliance experience from a well-established fund house or within an asset manager. You will have excellent communication skills to liaise with internal team members and external regulators, ideally someone who is familiar with both HK and Singapore jurisdiction. You will be required to have hands on exposure in investment schemes, licensing, marketing materials and well familiarized with SFC regulations. Someone with less experience will be considered for a Senior Compliance Officer position.
- Fantastic Career Development during this business expansion in Asia
- Competitive Compensation Package
- A great opportunity to gain knowledge within an asset manager
For more information, please contact Jenny Yeung on 852 2973 6333 or e-mail jennyyeung@taylorroot.com.hk
Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.
Leave a Reply
You must be logged in to post a comment.