Compliance Manager
Compliance Manager
Leading Global Asset Management Organisation is seeking to recruit an experienced Compliance contractor to cover a position for a short-term period within the Advisory team of the Compliance Department.
The Compliance team in the UK is responsible for advising on regulatory matters; supporting new product development and monitoring key controls. This involves working with all areas of the business and colleagues globally.
The contractor should have experience of the following Advisory areas:
Advising and working on UK authorised funds (OEICs) and advising the retail business;
Reviewing and approving marketing material to both professional and retail investors;
Knowledge of the UK Anti-Money Laundering and Joint Money Laundering Steering Group requirements would also be an advantage but not essential.
Production of various Compliance reports as required, Assessment of new / amended regulations and dissemination to business
Ability to provide back up to other Advisory team members covering Investment Management, Client Relationship/Business development or Operations and IT areas;
Experience Required
Looking for candidates who have a clear understanding of Asset Management and a sound technical knowledge of regulatory issues.
Previous Compliance Advisory experience in Asset Management/Fund Management is a must. Candidates without this experience will not be considered.
The ability to communicate at all levels throughout the Company and the confidence to deal with external bodies (clients, regulators auditors).
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