Compliance Manager
A leading local investment house in Sydney CBD is looking for an experienced and enthusiastic Compliance Manager / Senior Compliance Analyst to assist in enhancing the risk management capability and positioning within the business.
I am in search of a Compliance professional, from a funds/investment management background, who has worked directly in the investment / funds management space within a compliance role.
You will be required to assist with the continued implementation, enhancement and development of the regulatory and policy compliance framework within the funds management business in Australia.
You will be a trusted advisor to the business - advising on regulatory change, and business impact analysis. You will be someone who can confidently communicate and effectively engage with stakholders and senior members of the management team.
Necessary skills :-
- 3+ years experience in Compliance - withing Invesments / Wealth / Funds
- Bachelors in commerce/law/audit/accounting/finance/business preferred.
- Detailed working knowledge of Australian regulatory standards / knowledge of financial services laws.
- Knowledge of financial services laws and regulatory frameworks in foreign jurisdictions
- ACI (preferred)
- Strong knowledge of the Corporations Act - in particular chapter 5c and chapter 7.
- To be able to identify upcoming legislative changes and how they will impact business.
- Strong stakeholder engagement skills.
- Awareness of different types of financial products specific to listed investments and funds management.
- Experience with Word, PowerPoint, Excel and Lawlex (preferred)
If this position is of interest to you - please contact Sophie Peers for a confidential discussion.
To find out more about Huxley Associates please visit www.huxley.com
Leave a Reply
You must be logged in to post a comment.