Compliance Manager
300-people strong, and backed up the world’s largest insurer ranked by net premiums, we provide a range of pension and investment products and services in the UK and Ireland. Elevate, our Wrap Investment Platform, enables Independent Financial Advisors (IFAs) to manage clients’ portfolios online and allows them to see client investments wherever they need to see them.
Technically strong, with in-depth and up-to-the-minute knowledge of relevant regulation and legislation, you’ll provide outstanding compliance advice for Elevate and other areas of our business (including large-scale, complex or ‘new to AXA Wealth’ projects). You’ll be quick to identify how changes to regulation or legislation relate to our business, and, in turn, advise and work with colleagues to assess the impact of any changes. As our go-to compliance expert, you’ll develop our standards, policy, strategy and controls.
Strong working relationships are the key to success in this role. As well as working closely with – and influencing – senior management, you’ll help junior colleagues to build and develop their knowledge. If it’s something you’re keen to do, there’s potential in this role to take on management responsibilities. We’ll also give you the opportunities you need to develop and progress your career within AXA Wealth.
What do I need to succeed in the role?
It’s fair to say that colleagues and peers see you as a technical expert. You have a detailed understanding of the legislative and regulatory framework, and FCA rules – and, importantly, you’re committed to keeping your knowledge current and comprehensive. You also have a strong working knowledge of platforms, SIPPS and investment products. Thanks to experience in a similar compliance role, you’re confident advising and guiding colleagues. You must also be able to show where you’ve developed compliant and business-focused solutions to complex problems. Knowledgeable and credible, influential and persuasive, you’ll be quick to build strong and lasting working relationships at all levels.
In return we'll give you...
As well as a competitive salary, we’ll offer you 28 days’ holiday and an annual bonus scheme. You’ll also get all the impressive perks you’d expect from a leading financial services organisation, including a competitive pension scheme, life assurance and private medical insurance. That’s just a few of the many flexible benefits and product discounts that we have to offer.
What does AXA Wealth do?
We’re a dedicated wealth management company. What we do is straightforward: we manage wealth and help customers achieve their financial goals. It’s how we do it that makes us stand out. We dare to be different, refuse to be spectators and embrace the ever-changing market. At the heart of our business are people who think originally, understand our customers’ needs and build trusting relationships.
Closing date: 13 October 2013
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