Compliance Manager- 5 years + experience- Investment Bank recruitment
Our client, a top investment bank is looking for a compliance manager in central compliance to be based in Hong Kong.
Role: Licensing and Registration - 5 years + compliance experience
Duties:
- responsible for licensing and registration requirements of the company, the responsible officers and employees.
- deal with regulatory authorities on licensing matters.
- maintain policies for exsiting business products or activities.
- assist the compliance department in creating, implementing and conducting Professional training programs.
- assist in KYC and client account opening with regards to documentations and necessary requirements.
Requirements:
- 5 years auditing or compliance experience in the financial industry.
- Strong understanding of the securities industry, an understanding of financial products such as fixed income and equities.
- Licensing and Registration experience a plus.
- Experience working in a regulatory body a bonus.
- Excellent written and spoken English.
If you feel you have the desired skillset and experience, please send an updated copy of your CV to j.chandnani(at)huxley.com.
