Compliance Manager
Key responsibilities of the role
Review the business and identify the areas to be considered for the monitoring program
? Monitoring of various activities including trading, discretionary and non discretionary, products platform, IAM, Introducer relationships etc
? Work closely with CIO office for review and approval of products submitted for CWMIC from compliance perspective.
? Coordination of product approval with Central Bank and SCA.
? Good understanding of AML, Independent Asset Manager Relationships, Wealth Management Products.
? Support Retail business on product approval and wealth management business.
? Familiarize the portfolio management system.
? Provide training to the unit in compliance matters. Person Specifications
? Sound knowledge of private banking products
? Leadership experience and a proven ability to manage people are essential.
? At least 4 years in Wealth Management Industry with experience on compliance/operation/legal
? Bachelor’s degree.
? GCC experience is desired but not essential
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