Compliance Manager – Asset Manager recruitment
The ideal candidate will have strong experience within the institutional asset management industry and an excellent understanding of the UK regulatory framework and FSA handbook.
Responsibilities:
- Assisting the Head of Compliance in tracking regulatory developments (primarily FSA) and incorporating said developments into the UK business activities and documentation.
- Reviewing and updating existing compliance documentation and policies, for example, Compliance Manual, Money Laundering Guidelines and other standard policy documents.
- Reviewing financial promotion materials, reviewing and drafting new client take-on documentation including management agreements and investment guidelines.
- Liaising with the Marketing and Client Service team on new business and on-going client servicing issues.
- Undertaking various tasks within the Compliance Monitoring Programme.
- Ad hoc compliance and business related tasks.
Skills Required:
- Excellent understanding and practical experience of institutional asset management.
- A good understanding of the UK regulatory framework and FSA regulations.
- Ability to prioritise tasks and deliver to internal and client driven deadlines.
- A methodical, disciplined approach with a willingness to assist with a variety of activities. Attention to detail is a pre-requisite.
- Some knowledge and experience of front office systems such as Thinkfolio and Apollo would be an advantage.
- Be approachable in the department and flexible in exposure to a variety of duties.
Robert Walters is a leading global recruitment consultancy, specialising in placing high calibre professionals into permanent, contract and temporary positions at all management levels.
If you would like to apply for this role or find out more, please apply online or contact Tom Strelczak at Robert Walters on 02075098095 or tomas.strelczak@robertwalters.com quoting the reference TSV/1573050.
January 1, 2012
• Tags: Asset Management careers in the UK, Asset Manager recruitment, Compliance Manager • Posted in: Financial