COMPLIANCE MANAGER / ASST MANAGER (contract) recruitment
Our client is a global investment management company with an unparalleled reputation across the Asia Pacific region. It provides companies, institutional investors and high-net-worth clients with asset management services worldwide. With the continued growth of the organization, the need has arisen to recruit a high caliber professional to join their Compliance team in Hong Kong.
As the compliance monitoring specialist, and design assurance programmes to ensure compliance with regulations and internal policies. Assist in planning and conducting compliance assurance reviews. Assist in preparing review reports and metrics for management information. Identify improvement areas and put forward practical and compliant solutions. Investigate investor complaints to ensure closure of issues. To develop partnership with the Business and offer value added services. Provide advice on fund-related documentation and marketing materials. Provide compliance input to business and operation initiatives (ad hoc and project participation). Respond to routine and ad-hoc requests from internal and external parties. Independently conduct regular training sessions on key internal and regulatory compliance requirements. Oversee licensing applications and ensure that employees hold appropriate licenses. Complete (or coordinate the completion) of regulatory filings.
To qualify, you should be a University graduate with at least 3 years’ of relevant working. Understanding of Hong Kong, PRC and Singapore regulations and the investment funds industry would be an asset. Excellent command of English. Strong analytical skills, problem-solving ability and attention to detail. Team player. Sound inter-personal skills. Good PC skills to include Microsoft Word and Excel.
Interested applicants should send a detailed resume to Kelly Kam by email to kkam@ric.com.hk or by fax to (852) 2838 3323 quoting reference eFC1911.
(Applicants not contacted within 4 weeks should consider their application unsuccessful.)