Compliance Manager AVP/VP – Investment Bank recruitment
- International Investment Bank, Expanding in Asia
- Small and Dynamic Team with Broad Coverage
- Excellent Career Progression Opportunity and Competitive Package
Our Client, a boutique Investment Bank, is expanding in Asia and as such has created a new vacancy for an experienced General Compliance Manager to join their dynamic team. The role will give exposure to a wide range of compliance disciplines including KYC/AML, corporate finance, advisory, control room, policy development and general compliance administration and will cover a full suite of products including Fixed Income, Equities and Commodities.
The successful candidate will join this small compliance function and bring additional strength to the business across a varied work load. As an ambassador for the compliance department you will have very broad knowledge across compliance and regulatory disciplines and be familiar with Hong Kong markets and regulations. This is a hands on senior role and experience designing, building and implementing compliance infrastructure would be beneficial. The role will include but is not limited to KYC/AML, improvement and running of the global control room, compliance monitoring, compliance training, improving and implementing the compliance risk assessment framework, new product approval, contributing to the governance model and procedure development as well as day to day compliance administration.
To qualify, individuals must possess:
- Broad Compliance experience
- Investment Banking experience including Hong Kong Market exposure is essential
- Strong knowledge of KYC / AML essential
- Corporate Finance experience an advantage
- Proven ability to work in a fast paced environment
- Fluency in English, able to build strong and meaningful relationships, confident to push back on senior management and front office when required
- “Can do” attitude and able to work autonomously
Contact Krystle Edwards on (852) 3103 4306 or APPLY NOW by clicking the button below quoting reference number KE20233. www.ambition.com.hk
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