Compliance Manager, Brokerage & Securities recruitment
The Company
This well respected and growing financial services group is seeking an experienced Compliance Manager responsible for overlooking the compliance functions for their Brokerage and Securities arm.
The Role
As the experienced Compliance Manager you will be responsible for assisting to setting up compliance framework in accordance with HK regulations including policies and procedures, handling day-to-day compliance and internal control issues relating to brokerage and securities trading, liaising with regulators. You will also be responsible for providing training for any changes to compliance issues, and, monitoring and advising any licensing and regulatory matters to management.
Your Profile
The successful candidate will be a degree holder in Law, Accounting, Finance or related discipline, with professional qualification is highly preferable. You must have minimum 5 years' post compliance working experience in legal and/or compliance in financial services industry. You will have strong interpersonal and communication skills. Fluency in English and Cantonese a must, ability to speak other languages is a plus.
Apply Today
Send your resume (in WORD format) by clicking the apply button now. Please note that only short-listed candidates will be contacted.