Compliance Manager / Deputy Head of Compliance
A leading London Hedge Fund is searching for a senior compliance professional to oversee its experienced Compliance team. You will initially come on board as a Compliance Manager transitioning to become the Deputy Head of Compliance within 6 months once you have become familiar with the company and its clients.
The role will be generalist in nature and have 3 direct reports in the form of two Compliance Analysts and one Senior Compliance Analyst.
Key responsibilities associated with the position include:
- Design and implementation of the Compliance Monitoring Plan
- Ad-hoc advice to the business
- FCA regulatory reporting and liaison
- Implementation of new regulation
- Investor due-diligence (meeting with all new clients as the Compliance representative)
- Driving compliance projects forwards
- Central compliance functions
- Training
The current CF10 will take over the position of CFO in 18 months to 2 years’ time when the current CFO retires. As a result, the firm is looking for someone with the drive and ambition to ultimately take over the regulated function and hold the CF10.
The firm has been performing extremely well as of late and as a result you can expect a bonus of 25%-100% per annum whilst holding the position of manager and significantly more once you take on the Deputy title.
YOU MUST HAVE AT LEAST 5 YEARS' EXPERIENCE WORKING AT EITHER AN INVESTMENT MANAGEMENT FIRM OR HEDGE FUND IN A COMPLIANCE FUNCTION TO APPLY.
Hays Investment Management is a subsidiary division, and stand-alone brand, within the Hays Financial Markets group in the UK.
We have a specialist team of over 30 dedicated recruitment experts focussing exclusively on London's buy-side/investment sector, spanning Institutional asset management, retail private client wealth, Hedge Funds and PE/VC houses.
Our extensive Investment sector expertise and search capability spans 12 individual businesses
To find our more information on the above role or for a confidential discussion on the market please contact Katy Quicke on 020 3465 0110
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