Compliance Manager – Financial Services Boutique – Generalist Role
The group business experienced massive growth over the last few years and from its headquarters in London. It has expanded into principal trading, hedge funds, securities lending, security services and interdealer brokerage. A new office has recently opened in New York and expansion into Asia is planned for the New Year.
We are looking for an experienced compliance consultant (3-7 years) to the business to assist the current team of 3 with managing all aspects of compliance for the group. This is a generalist role both in compliance responsibilities and business lines. You will be involved in all elements of policy, advisory, monitoring, testing, onboarding etc. You will also work with all business lines and so will build up wealth of experience in a front line role.
We are looking for someone with a broad knowledge financial services and product knowledge that will be able to innovate and add value to the team. We are looking for someone that will be able to bring new ideas to the team whilst also growing into an expanding role as the group expands further. It may suit someone currently working for a compliance consultancy that is looking to take on generalist role in house. There will opportunities for regular international travel and good performer should expect to be paid above market rate.
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