Compliance Manager for well known Asset Management firm recruitment
My client is a well known investment management business, based in the City, looking for an experienced compliance officer, with a good understanding of FSA rule and regulations.
You will be working as a senior member of the compliance team and take responsibility and oversight of all aspects of compliance related to the operations of an FSA investment management business with operation spanning fixed income, equities and alternative investments.
This is a very business facing role, and will involve you assisting with the implementation of regulatory developments applicable to the business including impact assessment, gap analysis and implementation steps as directed. You will also be responsible for undertaking monitoring and supervisory activities over third parties who perform various functions for the UK.
This is a generalist, and business facing role, where continued contact with the PM's and senior business heads are often required.
This position would suit someone with a number of years experience of working within the investment/asset management markets, who has a good understanding of the FSA handbook as applicable to an investment management business servicing both institutional and retail clients.
For more information on this position, please send in your details to Stuart Vines at; svines@morganmckinley.co.uk and I will call you to discuss further.
