Compliance Manager – Funds Management recruitment
This financial services 'employer of choice' is looking to appoint a Compliance Manager for it's specialist investment management business.
Reporting to the Senior Compliance Manager, this role requires a focused and hands-on individual to assist with the continued implementation, enhancement and development of the regulatory and policy compliance framework.
More specifically you will:
- Continue to enhance compliance documentation
- Assist in developing compliance frameworks in line with new and existing legislative requirements
- Undertake monitoring processes within the business
- Maintain, collate and review AFSL checklists.
- Assist in creating, reviewing and / or implementation of new and existing policies
- Review and maintain compliance plans for Managed Investment Schemes.
- Assist the business in developing and designing procedures and processes to ensure compliance with RG 146 and RG 164 requirements
You will have a minimum of 5 years experience in a compliance role within the funds management industry. Exposure to managed investment schemes is essential. With strong technical compliance knowledge and excellent communication skills you will forge a successful career in this leading Australian business.
For a confidential discussion please call Paul Jenkins on 02 8274 4601 or email paul@sustainability-consulting.com.au