Compliance Manager – Macquarie Capital recruitment
Macquarie Group is a global provider of banking, financial, advisory, investment and funds management services.
The Risk Management Group is an independent, centralised unit responsible for assessing and monitoring risks across the Macquarie Group. The Compliance Division within Macquarie's Risk Management Group provides compliance support and advice to Macquarie's operating businesses.
We are currently looking for a Compliance Manager to support the Macquarie Capital business. Macquarie Capital provide advisory and capital raising services to corporate and government clients involved in public mergers and acquisitions, private treaty acquisitions and divestments, debt and equity fund raising and corporate restructuring.
This position offers an excellent opportunity to utilise your compliance experience in a dynamic, commercial fast paced environment. The role is challenging, valued and visible and requires broad involvement with compliance issues and regular interaction with senior management and executives across the division.
Key responsibilities:
- Conflict checking and managing conflicts of interest
- Undertaking monitoring to ensure compliance with policies / procedures and regulatory requirements and assisting to resolve issues identified
- Compliance reporting to senior management and the wider Macquarie compliance team
- The development, implementation and updating of divisional policies, procedures and systems
- Regulatory liaison, applications investigation and inquiries involving the business
- Development, delivery and monitoring of compliance training
- Monitoring changes in applicable regulations, rules and regulatory interpretations to ensure ongoing compliance by and minimisation of regulatory risk for the business
This role would be of interest to someone currently a Compliance Manager within an Investment Bank looking for the next step in their career. You will be qualified from an Audit, Legal or Consulting background.
Requirements:
- Demonstrable experience in Financial Services compliance or risk - those from an Investment Banking environment will be favourably regarded
- Possess a working knowledge of capital markets and financial services laws, regulatory environment and products
- Have an interest in gaining exposure to and partnering with the Business
- Excellent interpersonal skills, initiative and a keen eye for detail
- Have the ability to take a pragmatic, commercial approach to risk and compliance whilst achieving desired outcomes
To apply, please submit your resume and a covering letter detailing your suitability against the requirements. For further information, please contact Tom Spratt on 02 8237 6366