Compliance Manager – Managed Investment Schemes – $125k + bonus recruitment
This market leading global investment and advisory firm requires a compliance manager to join their existing managed investment scheme compliance team. The role will involve providing advice and guideance to the business in order to satisfy all external regulatory obligations and client contractual requirements.
Duties will entail -
- To consider the implications of client contractual, legislative and regulatory requirements on the operation of the managed investment schemes and undertake compliance monitoring procedures as necessary in the fulfilment of these compliance requirements
- Documentation and dissemination of relevant policy and, where necessary, procedures to promote client contractual, legislative and regulatory compliance
- Ensure current knowledge of changes to the Corporations Law and industry trends is maintained
- Assess the impact of legislative changes to the business, and ensure the business units are fully informed
- Recommend solutions to complex problems which may not have any precedents and guidelines to follow and develop guidelines to promote standards
- Assisting the Senior Compliance Manager on all aspects of the Internal and External Audits, full business reviews, identifying control weaknesses, and implementing measures to address any weaknesses
Suitable candidates will possess -
- 4+ years relevant experience in financial services firm or advisory business
- Knowledge of laws and regulations relevant to investment management, such as Corporations Act Chapter 5C, SIS prudential regulations and Chapter 7
- An appreciation of regulatory requirements for compliance within an managed investment scheme
- Proven track record of working in a team environment
- Degree qualification in business, law or finance related discipline
- Excellent written and verbal communication skills
For further information or a confidential career discussion, please contact Henry Smith on 0282893131, alternatively email an updated CV to henry.smith@robertwalters.com.au
December 10, 2011
• Tags: $125k + bonus recruitment, Asset Management careers in the Australia, Compliance Manager, Managed Investment Schemes • Posted in: Financial