Compliance Manager – Multi billion Hedge fund – Singapore recruitment
Role Responsibilities:
- Liaise and work closely with compliance colleagues, traders, operations, finance, affiliated offices, technology, brokers and prime brokers on all compliance issues
- Understand the risk management profile of the firm to identify emerging risks
- Conduct trade surveillance and other compliance monitoring
- Respond and resolve trading issues
- Review, develop and enhance compliance policies and procedures
- Review and prepare internal reports
- Ensure offices in Asia are compliant with regulatory and legal requirements in applicable Asia Pacific jurisdictions including licensing/registration requirements
- Assist, review and follow-up with compliance technology projects
- Liaise with external counsel and regulatory bodies
- Conduct staff training
- Monitor and understand legal and regulatory developments in Asia Pacific
Experience Requirements:
- University graduate with relevant professional designation
- 5 years legal/compliance experience in asset management/equities/investment management setting;
- Knowledge of buy-side issues and regulations/rules in a variety of jurisdictions
- Detail-oriented self-starter with strong multitasking and organizational skills
- Fluent chinese and english are essential