Compliance Manager recruitment
The primary responsibility of this role is to develop and maintain a compliance frame work that supports the businesses strategic direction. You will manage the compliance plans, policies and systems and see these disseminated to the across the wider business. The first 6-12months of the role will also entail a large risk assessment project to be undertaken.
Other responsibilities will include but are not limited to;
- Providing advice in relation to compliance issues
- Implement strategic objectives and business plans to ensure a consistent approach to compliance issues
- Develop and maintain effective relationships with key internal and external stakeholders
- Remaining up to date and understanding relevant regulatory changes in compliance
This is an excellent opportunity to join a leading wealth provider and gain exposure to a breadth of compliance and risk responsibilities. To be successful for this role you must;
- Have at least 5 years experience in a compliance and risk role.
- Have demonstrated experience of writing compliance plans from scratch.
- Proven ability to identify emerging risk and strategies for their mitigation.
- An excellent understanding of the Financial Planning Industry in Australia and relevant laws and regulations.
- Possess strong relationship management and senior stakeholder engagement skills
For a confidential discussion please contact Desiree Hemberger on 02 8986 3120, alternatively, please apply online via the below link.
