Compliance Manager recruitment
Compliance Manager
6 month FTC (Fixed Term Contract)
Location: Dublin
Salary: 55k-65k
Role:
To support the Head of Compliance to ensure compliance (with):
- Relevant Irish and international regulations, codes of conduct, etc.
- With Groups Standards Manual
- With Legal and Compliance standards and regulations
To ensure that both Group and Regulatory standards are maintained.
Responsibilities:
- To assist the Head of Compliance on the capture of regulatory change
- Assist the Head of Compliance with the implementation of regulatory developments, provide guidance and advice on key aspects of regulatory change and support in the identification of business impact.
- Provision of regulatory and compliance support, advice and guidance to ensure appropriate operating procedures and controls are in place.
- Compliance support on strategy and product planning in response to these new regulatory initiatives
- Report all significant breaches, potential breaches of applicable law and regulations to line management.
- Provide technical support and assist with the provision of compliance training to staff in business areas.
- Monitoring of compliance risks impacting the group
- Assist in the development maintenance of the Groups Compliance Manual
- Responsible for the rollout and implementation of Group Compliance policies locally
Skills:
- A number of years relevant experience in a compliance role from a fund administration/custody background, at manager or equivalent level..
- A full appreciation of the Irish UCITS and non-UCITS regulatory regimes, in particular as the regulations apply to fund administration and custody, is desirable.
- Experience of dealing with regulators is an advantage.
- Ideally have a strong understanding of AML regulations and best practice.
- Relevant degree or equivalent.
- Relevant Irish Professional Diploma in Compliance with ACOI (completed or willingness to complete) or equivalent.
- Excellent communication skills
March 14, 2012
• Tags: Compliance, Compliance Manager recruitment, Legal careers in the Ireland • Posted in: Financial