Compliance Manager recruitment
We are currently recruiting a Compliance Manager on behalf of our client, one of the UK’s leading independent Financial Services Consultancies.
This is a new position for the business that will provide an oversight of Legal and Risk issues and ensuring the business adheres to FSA regulatory requirements. Working across business sectors this is an excellent opportunity to join a truly special business that prides itself on its reputation in the market and as an employer.
Responsibilities will include:
• Ensuring a professional, efficient and consistent Legal Risk service is provided across the firm
• Identifying potential Legal Risk issues and implementing preventing strategies
• Reporting and providing guidance to senior management of the firm, promoting compliance
and strategic direction for regulatory matters..
• Overseeing compliance with high level principles in accordance with the FSA
• Ensuring appropriate reports and management information is provided to senior managers
• Setting the firm’s annual programme for internal audit and conducting internal audits on
specific regulatory activities.
We are seeking a flexible and adaptable candidate who will be proactive in identifying risks. You will need excellent stakeholder management and relationship building skills along with the ability to negotiate and influence at all levels.
You will have experience of a similar Audit or Compliance role in Financial Services organisation, ideally pensions along with knowledge of the regulatory environment.
To apply for this role please submit your CV via the following link or call Robert Bainbridge on 0131 2605132 for more information.