Compliance Manager recruitment

Due to my client’s impressive growth, a compliance manager position is being made available in the current compliance team to manage the growing expansion.

 JOB SUMMARY

• Develop, formalize and maintain the Policies and Procedures of the various Business Units

• Monitor, review and evaluate policy implementation and its impact on service delivery and performance.

• Ensure that controls are being executed and performed according to design and that all possible risks that the Business units are faced with.

• Constantly communicate with internal stakeholders an understanding of what their needs are in terms of policy and process improvements.

• Improve the operational and financial effectiveness of the policies and procedures.

• Support implementation of policy developments.

• Responsible for subordinate’s professional and to some extent, personal development and well being.

• Develop the department’s annual budget and work plan in consultation and coordination with internal stakeholders

RESPONSIBILITIES

• Review and help formalize and document the policies and procedures based on the understanding of the business processes and controls.

• Perform regular monitoring and review of process owner’s compliance to policies.

• review the existing policies and procedures and assess if there is a need to improve or revise processes and controls for it to become more efficient and effective in addressing business risks.

• Determine the need to create new policies in view of changes in the business environment.

• Coordinate and review the policies of business units and make sure that it is in compliance with the general policy guidelines.

• Plan the dissemination of new policies and procedures in coordination with internal stakeholders.

• Be on a lookout for industry trends and new best policy practices

• Perform regular performance evaluation of subordinates.

• Perform ad hoc projects, if necessary.

Requirements

• Candidates with solid experience in internal audit and/or internal controls

• Exposure to commodities businesses preferred

Interested candidates can contact John Winter at 65574692 / jwinter@morganmckinley.com.sg to have a confidential discussion.