Compliance Manager – Retail Broking recruitment
The primary responsibility of this role is to act as an advisor to the business on compliance matters. The successful candidate will be reporting directly to a Senior Manager within the organisation. Other duties include undertaking compliance reviews, training and regulatory liaison. This role is predominately retail focused with an emphasis on equities and derivatives.
This is an excellent opportunity to join a top-tier institution. The ideal candidate will have demonstrated equities compliance experience gained in another broking organisation or with a regulator. You will possess outstanding communication skills and be able to build strong relationships with the business.
For a confidential discussion please contact Desiree Hemberger on +2 8986 3120 or please apply online via the below link.
