Compliance Manager, Risk & Compliance Solutions
A household name in the market, Commbank are proud of our reputation of being Australia's number one Bank in customer service in our 101 st year of trading. A great opportunity has arisen in our Wealth Risk Management department.
The Team
The Wealth Risk Management Shared Solutions (WRMSS) team is responsible for ensuring that the Wealth Management Risk Management and Compliance frameworks operate effectively. This includes:
- Providing operational risk management and compliance support to the WRM divisional risk teams.
- Acting as the key contact between Group and the WRM divisional risk teams, which includes providing pro-active and regular communication to key stakeholders.
- Consolidating information from the WRM divisional risk teams to provide a WM wide position or enabling the collaboration between WRM divisional risk teams to reach a common goal.
The Role
Responsible for the maintenance of key regulatory processes in relation to Responsible Persons Responsible Manager as well as coordination of periodic reviews of Group Wealth Management Policies and input to the Compliance Framework.
Main Duties
- Maintain Responsible Manager and Responsible Person appointments / variations and annual assessment requirements across Wealth Management.
- Conductpolicy assurance (ie. Layer 2 assurance) both specific to the Responsible Manager and Responsible Person requirements, and wider Risk policies identified.
- Coordination of Group and Wealth Management Policy Reviews.
- Ad hoc Compliance Framework requirements.
Experience Required
- Strong Compliance experience ideally from a Wealth Management environment.
- Experience in understanding, interpreting and applying Regulatory Guides and Prudential Standards relating to Fit and Proper requirements is highly desirable.
- Excellent stakeholder management influencing skills.
- Relevant tertiary qualifications.
Advertised:
11 Sep 2013 Aus. Eastern Standard Time
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