Compliance Manager, Securities / Asset Management recruitment
The Company
Our client is a listed financial institution with asset management and securities business. A replacement opportunity exists within for a compliance professional to deliver a robust compliance framework for the business. This company has one of the best reputations in the market for integrity and employee satisfaction.
The Role
- Provide compliance advisory raised from business changes (e.g. new products launch) and regulatory change;
- Review, update and implement compliance policies and procedures;
- Review marketing materials;
- Oversee licensing matter and regulatory filing;
- Promote compliance awareness and training; and
- Assist in ad-hoc projects as required
Your Profile
The successful candidate will be a degree holder in Law, Accounting, Finance or related discipline, with professional qualification is highly preferable. You must have minimum 5 years' post compliance working experience in legal and/or compliance in financial services industry. You will have strong interpersonal and communication skills. Fluency in English and Cantonese a must, ability to speak other languages is a plus.
Apply Today
Send your resume (in WORD format) by clicking the apply button now. Please note that only short-listed candidates will be contacted.