Compliance Manager – Swindon recruitment
My client is a large financial services organisation. They are looking for a strong Compliance professional with staff management experience to manage a team of 5 in Swindon and have dotted line responsibility for a team of 6 in India. You will be charged with managing and expanding the Swindon team both in duties and geographical location. You will also be taking a lead on a new onboarding system implementation project. The role is varied and involves various aspects of compliance and hands on management.
The role will involve the following responsibilities:
- Establish and manage the UK Compliance services team in Swindon
- Manage trading partner due diligence against all classes
- Provide a comprehensive compliance service with KYC requirements and international finance sanctions
- All clients and trading partners are set up within SLA's
- Develop the on boarding processes to be as efficient as possible to maximise revenue generation
- Maintain records of TBA's and SA's
- Manage projects to expand geographically and in terms of services offered
- Full management responsibility for a team of 5.
The ideal candidate will be coming from a financial services background and have demonstrable team management experience. In depth understanding of KYC, financial crime and other compliance issues. Experience of project management would also be an advantage. Personality wise you will be confident, an excellent communicator with strong team building skills. Being practical and having a hands on approach to solving problems is advantageous.
To apply please send your CV to Richard Roland Price on richard.rprice@eamesconsulting.com or for further information call 02070923258.