Compliance Manager/Officer recruitment
A top securities house is looking for a compliance manager to be based in hong Kong. We are targeting individuals from audit firms, brokerage, regulatory authorities, investment banks with between 3-7 years of experience to be based in Hong Kong.
Role:
-Management of SFC HKEx Licensing compliance
-Ensure compliance with the firms policies by all the firm employees
-Conduct AML review and control including KYC, due diligence, and identification of suspicious activities.
-Trade monitoring of firm employees, including reviews of errors
This role is an exciting opportunity with a top securities house in Hong Kong that has a strong global presence.
If you feel you have the desired credentials, please send an updated copy of your CV to j.chandnani (at) huxley.com