Compliance Manger
About the client
A leading Hedge Fund specialises in Fixed Income trading strategies with a strong presence globally.
About the role
The role holder will be responsible for managing the compliance monitoring programme and maintaining the Compliance Manual and internal policies up to date.
The role includes compliance monitoring reports, organizing and implementing regulatory training for staff, prepare and organize the firm for FCA visits as well as undertake ad hoc compliance and regulatory projects.
This role requires a candidate with previous experience of monitoring manager position as well as good knowledge of Fixed Income and/or Equity products, in particular bonds, futures, options and derivatives.
What we are looking for
The right candidate will have previous experience of implementing and/or managing a Compliance Monitoring Programme, a thorough knowledge of FCA regulations and COBS handbook, in particular for the sessions referring to Hedge Funds.
The candidate is responsible for training and supervising a monitoring resource who will support in the day to day monitoring activity and reviewing documentations.
Effective leadership skills and the confidence to assume responsibility as well as the ability to cultivate and maintain good internal and external relationships is required.
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