Compliance Mgr I Job
Compliance Mgr I (Job Number: 1314373)
Description
Compliance Manager I - 23610
Manages compliance efforts for the Company as they relate to complex regulatory and policy requirements, program and project development. Analyzes and identifies existing and proposed legislation, regulatory announcements, and industry practices, and helps businesses develop and implement procedures to meet these requirements. Strong understanding of banking or brokerage products and services, including applicable AML/KYC and USA PATRIOT Act requirements. Manages control process validation to ensure compliance with laws, rules and regulations. Partners with senior business unit managers to respond to reports issued by regulatory agencies or audit. Manage a team of Sector Business Compliance Officers, Compliance Monitoring Officers and/or Compliance Analysts to support the business. Maintains contact with regulators, government officials.
BA/BS, MBA or professional certification preferred. 15+ years relevant product/financial services and/or auditing or compliance experience. Thorough knowledge of Financial Services rules and regulations. Solid understanding of Enterprise Compliance Risk Management and best practices. Excellent problem solving, analytical ability, oral and written communication skills. The ability to manage stressful situations with internal clients and regulators, while maintaining a professional approach to problem solving. Ability to effectively communicate with senior management and regulators Strong interpersonal skills to influence and impact business decisions over which the incumbent has no direct authority.
Qualifications
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Primary Location: London, London, GB
Internal Jobcode: 50343
Job: Audit/Compliance/Risk
Organization:
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