Compliance Monitoring
Prestigious global asset manager seeks an experienced compliance professional with asset management experience, evidenced by a relevant professional qualification (IAQ/IMC) to join their highly regards portfolio compliance team.
The role will carry responsibility for extracting, analysing, coding and monitoring investment guidelines for clients and funds across the EMEA region. Supplementary responsibility will be to provide advice and assistance to other areas of the firm, to include transitions, portfolio management, client management and training. There will be extensive interaction with central compliance and Legal teams.
Applicants will have experience of trade or portfolio compliance monitoring and the proven ability to work effectively in a complex global organisation. A pro-active approach is essential and will be complemented by strong problem solving and analytical skills. A high level of IT capability is a pre requisite requirement and the successful candidate must be experienced in coding a compliance system (ideally Charles River or Sentinel).
Leave a Reply
You must be logged in to post a comment.