Compliance Monitoring Executive
- Candidates will need to have worked in Investment Management, Asset Management or Private Banking previously
- Candidates will need to have significant prior experience of Compliance Monitoring within Investment or Asset Management
- The client are looking to recruit an individual who keeps up to date with regulatory changes and has an enthusiasm for regulatory compliance
- The client is looking to move quickly and can arrange interviews at short notice.
- The right candidate will need to be comfortable facing off with brokers/traders, the legal team other departments on regulatory matters
Required Experience
- 3-5 years minimum industry experience
Desirable Qaulifications/Experience:
- Degree level qualification or equivalent
- A compliance certificate or diploma from ICA, Cergi, CII or similar
For more information or to apply for this role, please contact Jasemin at jasemin.akcay@jcwresourcing.com or call on 02035 899 276
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