Compliance Monitoring Executive
Our client is the Investor Services division of an instantly recognisable global investment firm . This role will require the successful candidate to understand the application of the FCA Handbook in the context of a custodian business with significant UK based market products operation.
The firm is based in the heart of the city of London and is able to offer an excellent work-life balance , typically involving a 9-5 working pattern . A full specification is available upon request , however key responsibilities will include :
*Conduct and develop compliance monitoring under the supervision of the Compliance Monitoring Manager
*Tracking and monitoring completion of action plans
*Raising issues with senior management , as appropriate
For this role recent compliance monitoring experience in a custody platform is a must
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