Compliance Monitoring Manager
A leading global bank requires a Compliance Monitoring Manager to join its Corporate Commercial banking business. This is a global business unit, and is the banks primary business. The role has come about due to the continued expansion of the bank and its commitment to mitigate regulatory risk.
The successful candidate will be responsible for identifying potential regulatory risks and the planning and completion of compliance reviews. There will also be the requirement to assist in the continued development and design of the compliance monitoring plans as set out by the group. The role of a Manager is to support the Senior Manager in all of the duties listed below;
• Reviewing and analysing a wide range of records and information, in relation to the banks policies and processes. This will include carrying out desk based audit level compliance reviews.
• Testing of internal procedures to ensure adherence to FCA regulations and the groups policies.
• Establish strong working relationships with stakeholders across the wider compliance team as well as within the business to ensure the successful and efficient completion of reviews.
The bank offers a collegiate working environment built around strong leadership amongst the management. One of the core values of this bank is the continued investment in the development and training of their staff, this includes both internal and external training programmes and support through professional qualifications. Another key feature to this bank is the availability of internal mobility when it comes time for you to find a new challenge within the bank.
To find out more please contact Abigail Vann at Hays Financial Markets on 0203 465 0110.
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