Compliance Monitoring Manager
A leading global bank requires a Compliance Manager to join its Monitoring team in its Private bank in the West End. The role has come about due to the banks continuous expansion and its commitment to being a global leader in financial regulation and standards.
The successful candidate will be responsible for carrying out independent compliance monitoring across the Private Bank to ensure the continuous identification and review of potential regulatory risks. Reporting to the Compliance Monitoring Manager and working with the wider Wholesale Compliance Monitoring Team you will assist with the preparation of the risk assessments and monitoring plan and be required to present progress and findings to the team leader.
The role of a Compliance Manager is to support the Team Leader and Head of Compliance in the full Monitoring cycle review including all of the duties listed below;
• Carry out thorough preparation of monitoring reviews for all areas of the private bank
• Prepare risk assessments and reports to inform key stakeholders of the review outcomes,
• Present effective recommendations to support the development of the compliance team
The bank offers a collegiate working environment built around strong leadership amongst management. One of the core values of this bank is the continued investment in the development and training of their staff, this includes both internal and external training programmes and support through professional qualifications. Another key feature to this bank is the availability of internal mobility when it comes time for you to find a new challenge within the bank.
To find out more please contact Abigail Vann at Hays Financial Markets on 0203 465 0110.
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