Compliance Monitoring Manager – Asset Management – Up to 100K recruitment
Due to increasing regulation on the horizon, one of the most coveted asset managers require a compliance monitoring manager to join them in anticipation of the workload this will create. This is a high-end business that will find you rubbing shoulders with the most talented individuals in the industry.
You will be expected to research, plan and undertake risk based, audit-like reviews to assess the business’ compliance with relevant regulations, and as such you will work closely with the head of department to develop the monitoring programme and ensure that it remains risk based and up to date with regulatory change. As a senior member within the team you will undertake and lead ad-hoc projects and oversee monitoring work conducted by fellow team members, providing training when required. You will also work closely with other areas of the business, such as advisory teams, and also liaise with senior figures, reporting matters for redress when necessary.
This is a high profile role and requires a senior compliance professional with working experience of conducting monitoring in an asset management capacity. An understanding of UCITS regulations and regulatory issues regarding UK OEICS, segregated and Lux funds are a requisite. A career beginning in audit or an accountancy background prior to moving into a regulatory-centric role would most definitely be a plus due to the analytical nature of the work. Needless to say - working with such a prestigious organization, an element of natural gravitas is required.
If you possess these skills then I am keen to speak with you. Please send me an up to date resume or call Francis Barnett on 02073983600 to discuss the role in more detail.