Compliance Monitoring Officer – Corporate and Wholesale Banking recruitment
An internationally renowned banking group with a long standing presence in Corporate and Wholesale banking is looking to hire several Compliance professionals that have worked extensively in compliance monitoring and/or assurance to ensure the bank's customers receive fair outcomes in all of their interactions. You will be part of a team at Group level and will therefore have the opportunity to work across the Bank’s full range of activities working alongside a broad range of stakeholders.
As a Compliance manager, your responsibilities will include:
- Develop and execute compliance reviews on the effectiveness of compliance controls in the business and the fairness of customer outcomes.
- Carry out regulatory and conduct risk assessments, gap analyses and challenges of business monitoring plans
- Provide appropriate MI and support the business in developing appropriate action plans to address the causes of unfair customer outcomes
Key skills required:
- Strong knowledge and experience performing compliance monitoring reviews within financial services such as desk-based, thematic or risk assessments
- Detailed knowledge of relevant legal, regulatory and statutory requirements and guidance. This includes MiFID, Market Abuse directive, COBS and TCF
- Understanding of emerging regulation and compliance issues and their impact
Location: London
Salary: £45,000 - £60,000
Travel: 20 -25%, Domestic and International (NYC, European bases)
If you wish to work for one of the most successful European banking groups in London and gain exposure to corporate, wholesale and retail banking, please send your up to date CV to me to apply.