Compliance Monitoring Officer – Corporate and Wholesale Banking recruitment
You will be part of a team at Group level and will therefore have the opportunity to work across the Bank’s full range of products and services working alongside a broad range of stakeholders. As a Compliance manager, your responsibilities will include:
- Develop and execute compliance reviews on the effectiveness of compliance controls in the business and the fairness of customer outcomes.
- Carry out regulatory and conduct risk assessments, gap analyses and challenges of business monitoring plans
- Provide appropriate MI and support the business in developing appropriate action plans to address the causes of unfair customer outcomes
Key skills required:
- Strong knowledge and experience performing compliance monitoring reviews within financial services such as desk-based, thematic or risk assessments
- Detailed knowledge of relevant legal, regulatory and statutory requirements and guidance. This includes MiFID, Market Abuse directive, COBS and TCF
- Understanding of emerging regulation and compliance issues and their impact
Location: London
If you wish to work for one of the most successful European banking groups at their offices in London and gain exposure to corporate, wholesale and retail banking products and processes; please send your CV to me to apply.