Compliance Monitoring / Surveillance – Contract recruitment

Our client, a well known Fund Manager is keen to speak with Compliance Monitoring / Surveillance specialists for a 12month contract opportunity. Experience within a Fund Manager a plus as would knowledge of Property/Real Estate funds

Job Description

Support Compliance Monitoring in providing a robust 2nd line of defence review of the controls and processes operated by the Group and its outsourcers in the 1st line of defence. To assist the task allocation within the Compliance Monitoring team in the EMEA and to work closely with Internal Audit to ensure that tasks are assigned and timetabled to maximise efficiency between the teams. To ensure the quality of plan and tasks in the EMEA are delivered in line with methodology and to a standard that allows Internal Audit to take comfort and rely on the Compliance work if necessary. To carry out individual reviews/tasks in line with the overall plan for the region. To ensure that issues identified in the EMEA are recorded, communicated and followed-up in line with Group standards thereby assisting line management and the executive manage the risks to the business. 

The analyst would require the following skill set:

• Previous asset management or investment banking experience. Will preferably have either compliance monitoring or regulatory experience.

• Have a good knowledge and understanding of regulatory requirements affecting an asset management business.

• Good understanding of different asset classes and property compliance monitoring experience will be advantageous

• Strong attention to detail
• Excellent communication skills and the ability to deal with internal and external parties
• Strong written skills including drafting reports
• Well organised and able to work to sometimes tight and time-critical deadlines
• Good team player
• Self motivated and able to plan and manage workload with limited supervision