Compliance Officer – Asset Management recruitment
The Role:
A fantastic opportunity for a compliance Officer to join a growing team and be involved in a varied role across the business.
*Provision of compliance awareness to all asset and wealth management business.
*Carry out compliance monitoring; risk based monitoring and funds.
*Keeping policies and procedures up to date within business standards
*MI compliance reporting.
*Keeping the business aware of regulations through compliance training.
*Personal account dealing; including monitoring, advising and administration.
*Monitoring financial promotions when directed to.
The Opportunity:
Brilliant opportunity to build a career with a growing asset manager, with excellent exposure across the business and development available.
£35k-£55k basic – Salary is of course dependant on experience.
The Candidate:
*A minimum of 3 years’ compliance experience
*Asset Management / Wealth Management experience is essential.
*CASS and UCITS knowledge.
*Graduate calibre
*Confident, proactive and organised.
Apply to arrange a meeting, along with a detailed brief on the role.
tony.bortolozzo@jigsawsearch.co.uk