COMPLIANCE OFFICER – ASSET/FUND MANAGEMENT recruitment
Our client is a global asset management firm that prides itself in managing investment vehicles for individuals, institutions, pension plans, trusts, partnerships and other clients. The compliance team in Singapore is to provide compliance advice to the business units across Asia.
Together with the Compliance Manager, you will establish and implement the compliance program and manage the legal and regulatory requirements for the business. This is an exciting opportunity for a compliance professional to increase the compliance exposure and knowledge.
Responsibilities
- Assist in providing compliance and regulatory advice to management, the business, and support units
- Facilitate the implementation of compliance monitoring programs
- Assist in drafting new policies and procedures and update existing policies
- Administer licensing related matters and ensure compliance with regulatory requirements
- Coordinate with legal regulators on legal and regulatory issues
- Compile regulatory compliance reports to regulators, auditors, clients, trustees
- Conduct fact-findings investigations in accordance with policies and procedures
- Conduct basic duties such as AML / KYC due diligence, compliance training, conflict of interest checks, compliance advisory, internal controls, etc.
Requirements
- Minimum 2 years’ experience in either audit or compliance in financial institutions
- Good written and verbal communication skills in Mandarin and English preferred
- Legal knowledge and AML experience will be an added advantage
- Detail-oriented, flexible, adaptable and able to multi-task
- Please send your CV to paul.lee@robertwalters.com.sg
December 11, 2010
• Tags: Asset Management careers in the Singapore, COMPLIANCE OFFICER – ASSET, FUND MANAGEMENT recruitment • Posted in: Financial