Compliance Officer
Our client is a growing hedge fund house which focuses on global and alternative investments across the regions. They are looking for a high caliber candidate to handle primarily the compliance responsibilities.
Key responsibilities:
- Communicating with local Regulatory Authorities to ensure compliance with relevant statutes.
- Responsible for working with outside counsel to establish the business, obtain all necessary licences, set up internal compliance systems, undertaking all reporting to MAS and providing all legal advice with respect to brokerage and investment banking operations including with respect to legal issues arising from Research.
- Independently managing the secretarial functions including finalization of agenda and minutes for board meetings and general meetings, finalization of Annual report (Notice, Directors Report, Corporate Governance report), notice through postal ballot, statutory filings, maintaining statutory registers, correspondence with the shareholders, handling investor grievances, etc.
The ideal candidate should be degree qualified with at 5-8 years of experience in compliance and local regulatory practices, especially Institutional Equities or Investment Banking. Good working knowledge of local regulations and strong communication skills to interact with regulatory as well as multiple levels in the organisation. Proficient in MS Office Excel.
To apply, please submit your resume to Sherry Zerh at sz@kerryconsulting.com, quoting the job title and reference number SZ 5116. We regret only successful shortlisted candidates will be contacted.
Registration No: R1104305
License No: 03C4828
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