Compliance Officer
An immediate opportunity has arisen for an experienced Compliance Officer - Corporate Finance Compliance to join our client, a leading banking company based in London
The role will include provision of general advisory compliance support to Corporate Finance in relation to:
-Regulatory requirements in respect of transactions undertaken by Corporate Finance
-Regulatory requirements in respect of the Corporate Finance business
-Controls over confidential and inside information
-Reputational risk
-Resolution and management of conflicts of interest
The role will include provision of specialist advice in relation to:
-Relevant FSA Conduct of Business Rules
-UK Takeover Panel Rules
-UK Listing Rules
-Report the Head of Corporate Finance Compliance in London
The ideal Compliance Officer - Corporate Finance Compliance will possess the following attributes/skills:
- Exhibit excellent oral and written communication skills
-Have experience of corporate finance compliance
-Strong working knowledge of the UK Takeover Panel rules and / or requirements of the FSA
-Educated to degree level (preferred) or equivalent
If you have similar Compliance Officer - Corporate Finance Compliance experience to that outlined above and are looking for a temporary opportunity within a progressive and dynamic environment, please forward your CV today.
Randstad Financial Professional encourage applications from individuals of all ages backgrounds. Appointment will be made on merit alone but candidates must be able to demonstrate their ability to work in the UK. Randstad Financial Professional acts as an employment agency for permanent recruitment an employment business for temporary recruitment as defined by the Conduct of Employment Agencies Employment Business Regulations 2003 
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