Compliance Officer
The Role:
· Overall responsibility for compliance issues in wealth management
· Provision of regulatory advice across the business
· Compliance contact for wealth advisers and portfolio managers.
· Speak concisely, effectively and coherently to all internal clients and external contact
· Policy review and amendment.
· Working with product teams ensuring compliance
· Staff training and presentation
· Build effective working relationships at all levels in the organisation
· Regulatory project work
The Opportunity:
Excellent opportunity to build a career with one of the best brands.
£60k-£70k basic + Benefits and Bonus.
The Candidate:
· Several years’ compliance experience at a senior level
· A proven background in financial planning or wealth management
· Strong Investment product knowledge
· Proven experience providing regulatory advice
· Excellent handbook knowledge, notably COBS and COLL.
· Gravitas with excellent communication skills
Please apply for a detailed brief and meeting.
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