Compliance Officer
Retail Fund seeks compliance generalist to join a small but successful team. Based in the West End you will take a lead on the retail funds compliance work and assist with the private client side as well.
Reporting directly into the Head, you will undertake compliance advisory issues, work as a deputy MLRO and therefore undertake money laundering duties. You will be responsible for assisting with the implementation and completion of the compliance monitoring plan. You will be required to assist with the design of new controls across the group and ensure they are develop and that the compliance monitoring framework operates to maximum capacity. You will also have the chance to be involved in ad-hoc projects as and when they arise.
The successful incumbent will have strong asset management compliance or family office environment compliance experience and be strong in COBS and COLL rules. Exposure to marketing and financial promotions would be of benefit but is not essential.
For further information on this role, please apply through this site or get in touch directly with Ben Hudson on 02033015821 or ben.hudson@blackswangroup.com
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