Compliance Officer
Our client, an international financial services firm is looking for a Compliance Officer to assist the Head of Compliance in ensuring the business complies with international regulation and AML rules that the firm must comply with. The individual would help identify and mitigate regulatory risks across the business and help promote a proactive compliance culture.
Duties Include:
- Support the Head of Compliance to ensure the business meets its regulatory and AML requirements.
- Liaise with other departments in relation to money laundering deterrence, including the provision of regulatory support and guidance.
- Monitor and communicate relevant exchange rules which include NYMEX, ICE, LME, SGX, CBOT, DME COMEX, TOCOM, Shanghai Exchange Bursa Malaysia.
- Provide guidance, advice and interpretation regarding compliance issues to the business
- Ensure that effective monitoring and control systems are in place.
- Assist in the preparation of compliance manuals and procedures in line with the relevant regulation.
- Prepare reports which can be distributed to Senior Management;
- Develop and maintain a good relationship with the relevant regulators where applicable.
- Develop and embed appropriate controls, policies and procedures to manage financial crime risk.
The preferred candidate will ideally have either a commodities or derivatives trading background with a strong knowledge of compliance AML issues surrounding these products/business. You should also possess excellent communication and interpersonal skills and be able to interact at all levels of business effectively.
If you are interested in this opportunity, please email your C.V. to inan@altussearch.co.uk or call Inan Rashid on 020 7430 1831 for a confidential discussion.
Altus Search Ltd is acting as an employment agency in relation to this role.
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