Compliance Officer
Opportunity working for a growing but established Corporate Banking business in the city. A stable CV and monitoring focus is essential.
Key duties
Assist the compliance monitoring manager to develop a risk based compliance monitoring programme.
Produce compliance risk assessments.
Prepare compliance risk monitoring work programmes and in accordance with the Banking Division’s methodology.
Carry out monitoring reviews as directed by the compliance monitoring manager.
Produce monitoring reports in the required format and to the required standard.
Ensure that appropriate regulatory training is provided across all businesses in the Banking Division.
Work in a timely manner to ensure that the annual monitoring plan is achieved.
Liaise with Risk and Internal Audit, as directed, to ensure information is shared as appropriate and to ensure there is no significant overlap of work.
Create and maintain good working relationships with the other control functions.
Previous Skills
5 years + Compliance Monitoring experience
Fantastic stakeholder management skills
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