Compliance Officer – Advisory recruitment
The Role
Advising the Board and Senior Management of regulatory change and developments
Establish and maintain a new system which tracks emerging regulations and activity
Responsible for coordinating investigations, assessments and reporting to the FSA accordingly
Establish and maintain the central compliance manual
Provide compliance training across the business.
Advising on policies and procedures
£40k-£50k basic salary – Excellent benefits and bonus
Requirements
At least 2-3 years compliance experience occupied in an Investment Management, Wealth management or Investment Platform business
Proven experience in providing compliance advice, and excellent FSA handbook knowledge
CASS knowledge would be beneficial.
An understanding of Life business would be beneficial
This is a brilliant opportunity for the right person. Please apply for a more detailed brief.