Compliance Officer, Asset Management (20-30k/mth)
The Company
A reputable asset manager with strong presence in Asia, small office environment in HK.
The Role
As part of a growing compliance team, you will be reporting to Compliance Manager, responsible for regular compliance review, monitoring and surveillance of daily trades, individual and corporate licensing, liaising with local regulators (SFC), involved in new products approval, and other ad hoc compliance projects.
Your Profile
The successful candidate will be a degree holder in Law or Accounting, with professional qualification is highly preferable, You will have at least 2 years working experience in a asset management or fund house, solid experience in handling enquiries from local regulators, such as SFC and MPFA, you will possess excellent presentation and communication skills (Fluent Cantonese and English is a MUST) and an ability to deal with all levels of an organisation
Apply Today
Send your resume (in WORD format) by clicking the apply button now. Please note that only short-listed candidates will be contacted.
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