Compliance Officer – Asset Management recruitment
My client, the alternative asset management arm of an international banking house, is looking for a Compliance Officer with solid knowledge of (international) regulations to implement a Compliance structure. You will work in close co-operation with Senior Legal Counsel and enjoy great visibility in the group. The perfect opportunity for you, if you have a law degree, speak German fluently and ready to take your Asset Management-Compliance career to the next level.
Your responsibilities:
- Developing and implementing the compliance practice and ensuring its execution.
- Formulating and monitoring internal guidelines, regulatory policies and procedures in respect to the Alternative Asset Management business.
- Staying abreast of regulatory developments in Switzerland and abroads and ensure its implementation and adherence.
- Reviewing and approving all financial promotions material in accordance with applicable regulations.
- Providing cross-group advice and training in Compliance topics.
- Maintaining an effective working relationship with the Swiss authorities.
- Interacting with financial market lawyers.
Your profile:
You have a law degree and around 3-5 years of experience in a generalist Compliance role within the Asset Management field. You should have a solid understanding of Swiss regulations and ideally have thorough knowledge of (alternative) investments and financial markets law.
Personality wise, you are pro-active, and an excellent communicator with all levels of seniority and different business areas. You work in a structured way and are able to create and implement effective policies and procedures. You must speak and write German fluently.