Compliance Officer, Asset Management recruitment
Reporting to a Senior Compliance Manager, the successful candidate will be responsible for:
- Assisting with upholding the regulatory compliance requirement
- Assisting with the design and implementation of compliance policies
- Assisting with the review of marketing materials to ensure that regulations are adhered to
- Liaise with departments such as Marketing (to ensure licensing and regulatory requirements are adhered to) and Legal (when setting up licenses)
- Assist with AML related matters
- Training new staff on compliance policies, ethics and AML
- Keeping abreast of regulatory developments and to provide updates
The successful candidate will possess:
- A minimum of 4 years' relevant compliance experience within a recognised global fund management company
- Working knowledge of the regional regulatory environment (SFC)
- Regional compliance exposure is an advantage
- A thorough understanding of asset classes desirable (equities and fixed income)
- Sound commercial awareness and an eye for detail
- Spoken and written English is essential. Chinese language skills is preferred
Profile Search Selection is acting as an Employment Agency in relation to this vacancy.
August 19, 2012
• Tags: Asset Management careers in the Hong Kong SAR, Asset Management recruitment, Compliance Officer • Posted in: Financial